Election Notices
Date of Pub |
Title | Description |
|---|---|---|
| Oct 19, 2016 | Election Notice – 10/19/16 |
Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 18, 2016
|
| Sep 7, 2016 | Election Notice – 9/7/16 |
Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 7, 2016
|
| Sep 7, 2016 | Election Notice – 9/7/16 |
FINRA Small Firm Advisory Board Election
Nomination Deadline: October 7, 2016
|
| Aug 19, 2016 | Election Notice – 8/19/16 |
Notice of Annual Meeting of FINRA Firms and Proxy
Note: On August 31, 2016, FINRA changed the annual meeting record date to Tuesday, August 30, 2016. |
| Aug 12, 2016 | Election Notice – 8/12/16 |
FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 26, 2016
|
| Jun 21, 2016 | Election Notice – 6/21/16 |
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: August 5, 2016
|
| Mar 10, 2016 | Election Notice – 3/10/16 |
Annual FINRA Election Cycle and Procedures Overview
|
| Dec 18, 2015 | Election Notice – 12/18/15 |
FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
|
| Oct 14, 2015 | Election Notice – 10/14/15 |
Notice of SFAB Election and Ballots
Ballot Due Date: November 13, 2015
|
| Oct 14, 2015 | Election Notice – 10/14/15 |
Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 13, 2015
|
| Oct 1, 2015 | Election Notice – 10/1/15 |
Nomination of a Small Firm NAC Member Candidate
|
| Sep 2, 2015 | Election Notice – 9/2/15 |
FINRA Small Firm Advisory Board Election
Nomination Deadline: October 2, 2015
|
| Sep 2, 2015 | Election Notice – 9/2/15 |
Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 2, 2015
|
| Jul 28, 2015 | Election Notice – 7/28/15 |
FINRA Announces Nomination Process to Fill an Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: September 11, 2015
|
| Jun 30, 2015 | Election Notice – 6/30/15 |
Notice of Annual Meeting of FINRA Firms and Proxy
|
| Apr 27, 2015 | Election Notice - 4/27/15 |
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 11, 2015
|
| Dec 5, 2014 | Election Notice - 12/5/14 |
FINRA Announces Results of SFAB, NAC and District Committee Elections
|
| Oct 15, 2014 | Election Notice - 10/15/14 |
Notice of SFAB Election and Ballots
Ballots Due: November 14, 2014
|
| Oct 15, 2014 | Election Notice - 10/15/14 |
Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 14, 2014
|
| Oct 15, 2014 | Election Notice - 10/15/14 |
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 14, 2014
|
| Sep 3, 2014 | Election Notice - 9/3/14 |
FINRA Small Firm Advisory Board Election
Nomination Deadline: October 3, 2014
|
| Sep 3, 2014 | Election Notice - 9/3/14 |
Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 3, 2014
This Election Notice was updated on 9/4/14 to include an additional partial term vacancy for District 5. |
| Aug 1, 2014 | Election Notice - 8/1/14 |
FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 15, 2014
|
| Jul 9, 2014 | Election Notice - 7/9/14 |
Notice of Annual Meeting of FINRA Firms and Proxy
|
| May 6, 2014 | Election Notice - 5/6/14 |
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 20, 2014
|