Election Notices

Date of Pub Titlesort ascending Description
Dec 20, 2016 Election Notice – 12/20/16
FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
Dec 18, 2015 Election Notice – 12/18/15
FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
Dec 15, 2017 Election Notice – 12/15/17
FINRA Announces SFAB, NAC and District Committee Election Results and Appointments
Oct 29, 2018 Election Notice – 10/29/18
Special Election to Fill a Small Firm Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: Thursday, December 13, 2018
Oct 20, 2017 Election Notice – 10/20/17
Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 20, 2017

The District 1 Small Firm seat is no longer contested. Ballots will not be distributed.

Oct 20, 2017 Election Notice – 10/20/17
Notice of SFAB Election and Ballots
Ballot Due Date: November 20, 2017
Oct 20, 2017 Election Notice – 10/20/17
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 20, 2017
Oct 16, 2018 Election Notice – 10/16/18
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Oct 16, 2018 Election Notice – 10/16/18
Notice of FINRA Regional Committee Elections and Ballots
Ballot Due Date: November 15, 2018
Oct 16, 2018 Election Notice – 10/16/18
Notice of SFAC Election and Ballots
Ballot Due Date: November 15, 2018
Oct 14, 2015 Election Notice – 10/14/15
Notice of SFAB Election and Ballots
Ballot Due Date: November 13, 2015
Oct 14, 2015 Election Notice – 10/14/15
Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 13, 2015
Oct 1, 2015 Election Notice – 10/1/15
Nomination of a Small Firm NAC Member Candidate
Jan 24, 2017 Election Notice – 1/24/17
2017 Annual FINRA Election Cycle and Procedures Overview
Oct 16, 2013 Election Notice 10/16/13
Notice of FINRA District Committee Elections and Ballots
Oct 16, 2013 Election Notice 10/16/13
Notice of SFAB Election and Ballots
Sep 7, 2011 Election Notice - 9/7/11
Nomination and Election Process to Fill FINRA District Committee Vacancies
Sep 7, 2011 Election Notice - 9/7/11
FINRA Small Firm Advisory Board Election
Sep 5, 2012 Election Notice - 9/5/12
FINRA Small Firm Advisory Board Election
Nomination Deadline: October 5, 2012
Sep 5, 2012 Election Notice - 9/5/12
Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 5, 2012
Sep 4, 2013 Election Notice - 9/4/13
Upcoming Election to Fill FINRA District Committee Vacancies
Sep 4, 2013 Election Notice - 9/4/13
FINRA Small Firm Advisory Board Election
Sep 4, 2009 Election Notice - 9/4/09
FINRA Small Firm Advisory Board Election
Sep 3, 2014 Election Notice - 9/3/14
FINRA Small Firm Advisory Board Election
Nomination Deadline: October 3, 2014
Sep 3, 2014 Election Notice - 9/3/14
Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 3, 2014
This Election Notice was updated on 9/4/14 to include an additional partial term vacancy for District 5.

Pages