Election Notices

Date of Pubsort ascending Title Description
Nov 25, 2013 Election Notice - 11/25/13
Small Firm Advisory Board Runoff Election
Oct 16, 2013 Election Notice 10/16/13
Notice of FINRA District Committee Elections and Ballots
Oct 16, 2013 Election Notice 10/16/13
Notice of SFAB Election and Ballots
Sep 4, 2013 Election Notice - 9/4/13
Upcoming Election to Fill FINRA District Committee Vacancies
Sep 4, 2013 Election Notice - 9/4/13
FINRA Small Firm Advisory Board Election
Aug 2, 2013 Election Notice - 8/2/13
FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council Petitions for Candidacy Due: September 16, 2013
Jul 5, 2013 Election Notice - 7/5/13
Notice of Annual Meeting of FINRA Firms and Proxy
May 10, 2013 Election Notice - 5/10/13
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 24, 2013
Dec 6, 2012 Election Notice - 12/6/12
FINRA Announces Results of SFAB, NAC and District Committee Elections
Oct 17, 2012 Election Notice - 10/17/12
Notice of FINRA Small Firm Advisory Board Election and Ballots
Ballot Due: November 16, 2012
Oct 17, 2012 Election Notice - 10/17/12
Notice of FINRA District Committee Election and Ballots
This Notice was updated on October 18, 2012, to update the Large Firm candidates for Districts 7 and 11, and on November 5, 2012, to update the Large Firm candidates for District 3.
Oct 17, 2012 Election Notice - 10/17/12
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 16, 2012
Sep 5, 2012 Election Notice - 9/5/12
FINRA Small Firm Advisory Board Election
Nomination Deadline: October 5, 2012
Sep 5, 2012 Election Notice - 9/5/12
Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 5, 2012
Aug 3, 2012 Election Notice - 8/3/12
FINRA Announces Upcoming Vacancy on the National Adjudicatory Council
Jul 9, 2012 Election Notice - 7/9/12
Notice of Annual Meeting of FINRA Firms and Proxy
May 11, 2012 Election Notice - 5/11/12
Nominees for Upcoming FINRA Board of Governors Election
Dec 14, 2011 Election Notice - 12/14/11
Notice of Special Meeting of FINRA Large Firms to Elect Large Firm Governor and Proxy
Nov 29, 2011 Election Notice - 11/29/11
FINRA Announces Results of the Small Firm Advisory Board and District Committee Elections
Oct 25, 2011 Election Notice - 10/25/11
Notice of Nominee to Fill FINRA Board of Governors Large Firm Seat
The special meeting of large firms will take place on Thursday, January 12, 2012, at 4:30 p.m. Eastern Time at FINRA's Washington, DC, office at 1735 K Street, NW. Please see Election Notice 12/14/11 for details.
Oct 19, 2011 Election Notice - 10/19/11
Notice of FINRA District Committee Election and Ballots
Oct 19, 2011 Election Notice - 10/19/11
Notice of FINRA Small Firm Advisory Board Election and Ballots
Oct 19, 2011 Election Notice - 10/19/11
Notice of Contested Election and Ballots for Small Firm NAC Member Seat
Sep 7, 2011 Election Notice - 9/7/11
Nomination and Election Process to Fill FINRA District Committee Vacancies
Sep 7, 2011 Election Notice - 9/7/11
FINRA Small Firm Advisory Board Election

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