FINRA ADDS SFTP Fees

Firms that choose to subscribe to any of the ADDS Data Delivery SFTP services will be assessed monthly charges for each MPID or clearing number they enroll in each service. Charges will appear in each facility's bill (e.g., TRACE charges will be included in the firms' monthly TRACE bills, ADF charges will be assessed in an ADF bill, and ORF charges will be included in the firms' monthly ORF bills.) The details of the SFTP fees are outlined below. NOTE: SFTP access to Tick Size Pilot Firm Review files is available free of charge.

TRACE Data Delivery SFTP Fee

Firms that enroll in TRACE Data Delivery SFTP can establish an automated interface to retrieve the prior day's trade journal files on a daily basis. Firms that subscribe an MPID to access TRACE trade journal files via Secure File Transfer Protocol (SFTP) will be billed a one-time set-up fee of $250 per MPID subscribed, as well as a monthly fee of $200 per MPID.

Please see FINRA Rule 7730 for more information.

ORF Data Delivery SFTP Fee

Firms that enroll in ORF Data Delivery SFTP can establish an automated interface to retrieve the prior day's trade journal files on a daily basis. Firms that subscribe an MPID to access ORF trade journal files via Secure File Transfer Protocol (SFTP) will be billed a one-time set-up fee of $250 per MPID subscribed, as well as a monthly fee of $200 per MPID.

Please see FINRA Rule 7710 for more information. 

ORF Clearing Data Delivery SFTP Fee

Firms that enroll in ORF Clearing Data Delivery SFTP can establish an automated interface to retrieve the prior day's trade journal files on a daily basis. Firms that subscribe a clearing number to access ORF clearing trade journal files via Secure File Transfer Protocol (SFTP) will be billed a one-time set-up fee of $250 per clearing number subscribed, as well as a monthly fee of $300 per clearing number.

Please see FINRA Rule 7710 for more information. 

ADF Data Delivery SFTP

Firms that subscribe to ADF Data Delivery SFTP pay a one-time set-up fee of $250, and a $200 monthly fee. For more information on the fees, see FINRA Rule 7510.

Questions regarding the Data Delivery Fees may be emailed to FINRA.