FINRA Entitlement Program Agreement and Terms of Use

View the FINRA Entitlement Program Agreement and Terms of Use that specific application users will be asked to review prior to accessing one of those applications. Users must either select a response of "I agree" or "I don't agree." Users must agree to these terms in order to access the applications included in the FINRA Entitlement Program.

Please note that the FINRA Entitlement Program Agreement and Terms of Use have recently been modified, effective June 11, 2018, to update the privacy terms, including a change to allow FINRA to share with the Securities Investor Protection Corporation (SIPC) the names and email addresses of individuals in certain roles in organizations that are members of both FINRA and SIPC.

View additional information about FINRA Entitlement.