Individuals Barred by FINRA - L

A  B  C  D   E   F   G   H   I   J   K   L   M   N   O   P   Q   R   S   T   U   V   W   X   Y   Z

As of July 31, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRDIndividual Name
5459339CARRIE ANN LA FRINIERE
2030473JOHN JOSEPH LABARCA
1066893TONINO GAETANO LABELLA
2460237VICTOR LABI
1279935LAWRENCE MICHAEL LABINE
3134751GAYLON WAYNE LABOA
2370611ROBERT MAS LABORETE
5910828JOHN JAMES JOSEPH LABRIE
4493929JON KARL LACASSE
603964BENNETT JOSEPH LACOUR, III
2639293JEFFREY PAUL LACROSS
5240791STANLEY WIENER LAFOREST
4174974BENTONAMU LAI
2960833JOE HON CHUEN LAI
4773616JAMIE PATRICK LAKE
2246773GREGORY MICHAEL LALLE
2347350MATTHEW LAWRENCE LALONDE
2890351THACH NGOC LAM
5058677MICHAEL A LAMBOY
4578811TRACY MARIE LAMOREAUX
5343593JASON ONEAL LAMPIER
2730640GARY LYNN LANCASTER
4237068REBECCA SUE LANCASTER
3164906GENE LOUIS LANCOUR
2532168BENNY JIM LAND
6228954TIMOTHY WAYNE LANDRUM
1411773ROBERT MARCUS LANE, JR
713745GARY HARRISON LANE
1874914MARK JOY LANE
5351167PATRICIA LANE
2215044TIMOTHY JOHN LANE
4198134DAVID ALEXANDER LANGE
302086STEPHEN CHARLES LANGHOFER
2267018WILLIAM SCOTT LANGLEY
1202437GREGORY SUMMERLIN LANGSETT
4702771JAMES RYAN LANIER
2237413PATRICIA MARIA LANIGAN
2783571JOSHUA WAYNE LANKFORD
341225LUCILE TOMLINSON LANSING
4250342REBECCA ENGLISH LANTZ, MS
1747171DAVID JOHN LANZATELLA
1550192DANIEL RICHARD LAPIANA
3213779THOMAS GARCIA LARA, JR
2926115MICHAEL ANTHONY LARA
1829706PAUL ANTHONY LAROCCO
2623556FRANCIS ROSS LAROSA, JR
2911452KIMBERLY BETH LAROSA
5871363PATRICK KERRY LARRABEE
3041830MAURICE THOMAS LARREA
3111872BRIAN CLIFFORD LARSEN
4403877EDWARD JOSEPH LARSEN
4504926JOAN MARIE LARSEN
4796817MICHAEL DOUGLAS LARSEN
1066833PAUL CRAGG LARSEN
3067562TAMMYE L LARSEN
6054434TIMOTHY GORDON LARSEN
4816797JEFFREY L. LARSON
1458125MARK ALLEN LARSON
2237835LAWRENCE JOHN LASALA
1438926MICHAEL WALTER LASER
5577016JENNIFER LASHLEE
2386216JEFFREY MICHAEL LASTER
2835046DAVID LEE LATSON, JR
2898681ERIC JOSEPH LAUCIUS
4365578ALBERT EDWARD LAUGHLIN, III
2655117SUSAN B LAULETTA
2386054PETER LAURELLA
4895654DAVID ALAN LAVINE
5054798MICHAEL SCOTT LAVOLPE
3143202OLU T LAWAL
4512225WADE JAMES LAWRENCE
4440200BILLY JOE LAWSON
501167ROBERT WARREN LAWSON
3105513WILLIAM ALEXANDER LAWSON
4022928NATHAN DALE LAYMAN
304342TERRY MICHAEL LAYMON
4830568J. BRYANT LAYSON, JR
4459794ROSEMARY LESYA LAZARIW
5713015ANTHONY CLIVE LAZARUS
2887469ANTHONY P LE
6110606CECILIA CAROLYN HANG MINH LE
5797673GIANG TRUONG LE
2481957KATHERINE L LE
3274440PHUNG M LE
3132393TAM THANH LE
4696188TIFFANY KIM LE
3079382TUAN BA LE
4770466VAN HUNG LE
2581030PAUL JOSEPH LEAHY
3042256ELOY LEAL
2874923STEPHEN PAUL LEARY
2483182JASON HYSON LEBLANC
1284694CHARLES EDWARD LEDBETTER, III
5986761AMY LACHELLE LEDBETTER
1824202ROBERT EDWARD LEE, JR
2784247CHRISTOPHER ANTHONY LEE
2680766CRAIG POY LEE
2635061DAMASCUS ISAIHA LEE
6164357DANIEL SEUNGHUN LEE
1613388DAVID D LEE
5582916DOUGLAS MICHAEL LEE
6156655HAE YOUNG LEE
3259991HANSEL CLARENCE CUA LEE
2538061JIN YOUNG LEE
4158299JOHN M LEE
2689460JOHN SOON LEE
2538075JON KWAN LEE
4552388JUSTIN JAMES LEE
2926153KYONG K LEE
2612348LAWRENCE Y LEE
4578087MAX DONG HO LEE
5622054MEGAN LEE
2768291SHERISE CHANTAL LEE
3155830SI BALL LEE
5257196STEPHEN SCOTT LEE
1856901TERRY TAISUK LEE
5513482VICTOR LEE
1214874SHEROLYN RAE LEEPER
2170619MARK ALLEN LEFKOWITZ
2068915DAVID PAUL LEFORT
1742800JOHN MICHAEL LEGRECA
5071373KENT GEORGE LEHMAN
1345038PHILIP ALLEN LEHMAN
722436JOSEPH WILLIAM LEIGHTON
4781255LAURA JANE LEIKER
1581645JAY ALVIN LEISHMAN
2404501ALFRED MILTON LEMCKE, III
2456990CHARLES JOHN LEMIEUX
1520929KEITH KIRKPATRICK LEMLEY
2080108PETER MICHAEL LEMOINE, SR
2473133DARYL RICHARD LEMON
1350907MICHAEL THOMAS LEMONS
857808CARYL TREWYN LENAHAN
2930698DEBORAH LYN LENART
2136035WILLIAM PATRICK LENTELL
5874832JASON JOHN LENZI
2779230ALLEN HOLMAN LENZINI
2557553JEFFREY CHRISTIAN LEO
2898668JOSEPH FERRER LEOMO
1058319MANUEL JOSE LEON, JR
2113842JOHN BRADFORD LEONARD
3016617CARL DANIEL LEONARDI
2523774FRANK ANTHONY LEONARDO
2977872CHRISTOPHER MICHAEL LEONE
6032349JOHN MICHAEL LEONE
5825080RANDOLPH NG LEONG
5945678JACOB LERMAN
4525134DARRELL CRAIG LERNER
2336016JERETTE LESLIE LERNER
1552051JAMES JOSEPH LESINSKI
4731218ALEXIS LESKO
1615102JON LETANG
4462399BRETT MICHAEL LETOURNEAU
2209007THOMAS ARNOLD LETZLER
4879311RANDAL KIRK LEVANDER
6126832JONATHAN RYAN LEVANO
2814326GARY ALLEN LEVARI, JR
2583180GEORGE EMMANUAL LEVENTIS
5205289MICHAEL L LEVEQUE
1472230HUGH WILKENS LEVEY
2388644EMMA LEVIN
5448799JEFFREY SCOTT LEVINE
1183437DONALD CARL LEVINGS
6165935MATTHEW JOEL LEVITT
4964503ADELA LEVY
2199632ARTHUR CONRAD LEVY
2255938DAVID MICHAEL LEVY
2255938DAVID MICHAEL LEVY
4485483HAIM ARON LEVY
3236086CHARLES DUANE LEWIS
1443906GORDON PHILIP LEWIS
1354482GREGORY LEWIS
3133083JEFFREY EINER LEWIS
1364973JOHN EVERETT LEWIS
4325621MATTHEW LEE LEWIS
1112147PAUL SIDNEY LEWIS
1343047RALPH CURTIS LEWIS
820773STEPHEN PHILLIP LEWIS
1146050DAVID JOHN LEYSHON
2138891SETH ANDREW LEYTON
5711148BO LI
2651168JOHN LI
309052PHILIP EDWARD LIAN
4115196DAVE LIANG
6771387KUN LIANG
3168199NICK JAY LIANG
2628554LEWIS YUANHONG LIAO
1859821BRUCE LIBMAN
3229149ERICA D LICCIARDELLO
4470617MELISSA A LICHT
4508335ERIC LICHTENSTEIN
2237428JONOTHON MICHAEL LIEBERMAN
5266225MICHAEL GREGG LIEBERMAN
3264044MICHAEL DAVID LIEBL
5105157WILLIAM JOHN LIEBL
5675922JOSHUA JAMES LIEN
850269SALVATORE PAUL LIGGIERI
2796516DAVID HENRY LIGHTFOOT
3084903JOSEPH ALAN LIKENS
1204358THOMAS DENTON LILLARD
847160CHRIS JOSEPH LIM
1003677JAE YOUNG LIM
5818148YALING LIN
4825537YOUNG LIN
5211913JOVANY JOSEFI LIND
2404854THOMAS JOHN LINDA
2550012ROBERT KENNETH LINDELL
2287832NORMAN MICHAEL LINDO
6034271JANICE JEAN LING
4594756GEORGE DOUGLAS LINICOMN
4531694YVONNE LINKE
3023329SHAWN ALLEN LINNEBORN
4072020MICHAEL THOMAS LINSINBIGLER
711683KEVIN ALLAN LINTON
1050490EDWARD LINZER
1696616DAVID ROBERT LIPPA, JR
5743734CHRISTOPHER MICHAEL LIPPUS
2624952DAVID MATTHEW LISNEK
1980123ROBERT WILLIAM LISNOFF, JR
310709JEROME EDWARD LISS
1859910KEVIN TROY LITTERELL
2632450CHARLES LITTLE
1485537VINCENT ARDELLE LITTLEFIELD
4242790CAMERON D LITTMON
704382SAMUEL YUNGKONG LIU
5637584SU-CHIN LIU
4421506ALEX LIVAK
2858399BILLY DON LIVELY
1271034BRIAN WILLIAM LIVINGSTON
2525452MICHAEL ANDREW LIVINGSTON
2211349ROBERT BIRRELL LIVINGSTONE
1251401CAROL ANNE LIVOLSI
6186588JOMAR NOE LIZARDO
4203041ADRIENNE MARIE LLAMAS
5977786PATRICK D LLEWELLYN
4628942FION LO
4838748JOHNATHAN M LO
5041930DAVID LOBATO
2574846GARY SCOTT LOCHANSKY
2324166REGINA KAY LOCKE
5478643RYAN G LOCKHART
4877082ANTHONY F LODATI
2623141GERALD JOSEPH LODOVICO
4630585LUCILLE JANE LOEW
1098734WILLIAM HAROLD LOFTHUS, SR
4648601DOMINIQUE DEMETRI LOGAN
2618789MICHAEL EDWARD LOGAN
4614539THERESA L LOGAN
4601927JANIS ANN LOGAY
5287737BRENNAN R LOLLAR
4026204NICHOLAS JOHN LOMAX
2952824RALPH MICHAEL LOMBARDI
2773342DAVID MARIO LOMBARDO
4743113JO-ANNE MARIE LOMBARDO
1453769JOSEPH ANTHONY LOMBARDO
4091665MICHAEL THOMAS LOMBARDO
4354004IMELDA B LOMIBAO
2159938VITO ROBERT LOMONACO
4475688MELISSA DAWN LONDON
4735468PETER J LONDON
2928102KATHLEEN MARY LONEY
2333378FREDERICK MAX LONG
1913096DWIGHT ALEXANDER LONGEST
4604122DEREK JAMES LONGMUIR
4667010CHRISTOPHER ANTHONY LONGO
2299271ANDREW JOSEPH LONGORIA
2383017DAISY LONIGRO
312463JAMES JOSEPH LONIGRO
4669940MATTHEW LONSKEY
1836267CHRISTOPHER JOHN LOONEY
1574429TIMOTHY PATRICK LOONEY
4231102QUYEN CHI LOONG
5534490ELIZABETH GRIMANEZA LOOPER
5345944CARLOS LOPEZ III
4068288JOAQUIN LOPEZ, III
3223077JOSE LOPEZ
4560263MIRIAM L. LOPEZ
6355181SEAN THOMAS LOPEZ
5413383SERGIO D LOPEZ
2216550VICENTE DEMETRIUS LOPEZ
5641968VLADIMIR LENIN LOPEZ
4761591KA KIERTONKAYSY LOR
4525167GREGG CHARLES LORENZO
1861011FELIPE J LORIE
3277561NATHAN JAMES LORNE
4519721NICHOLAS ALEXANDER LOSKOCINSKI
2953217MICHAEL LOSTRACCO
2302501ALBERT DENNIS LOU
2707569ROBERT DANIEL LOUIS, JR
2287160MICHAEL FRANK LOUIS
2842334RODNEY LOUIS
5774254CHARLES FRANCIS LOUNSBERRY, MR.
2817864TINA SUE LOUNSBURY
3234996JOSEPH PATRICK LOVAGLIO
5296126JASON SCOTT LOVE
2203004VICTOR GARY LOWATCHIE
1609598PHILIP ALEXANDER LOWE
2181503MICHAEL ALLEN LOWEEN
2698473LETICIA LOZANO
3140030FREDERICK LU
2691821GUANG LU
5869838ALEX LUBETSKY
1908238LEONARD NICHOLAS LUCARELLO
1476874TIMOTHY DOYLE LUCAS
3259939ANTHONY LUCCHETTO, JR
1465097MICHAEL WATTS LUDWIG
2377722KEVIN MARK LUETJE
2839141CHANTHA OWEN LUEUNG
5521419SARA KATE LUFF
4375312TINA MARIE LUKAN
6458399KOLA LULGJURAJ
5862603PAUL JOSEPH LUMETTA
4566784JOSE LUIS LUNA
845326DEBRA ANN LUND
724817GARY JAMES LUNDGREN
2260127BARKLEY JW LUNDY, JR
2143876JAOSHIANG LUO
2143876JAOSHIANG LUO
2937600HELENA NGOC LUONG
4465259RON ALAN LUSK
1643047JAMES HENRY LUTHER, JR
4388483CHRISTOPHER LOUIS LUTHER
6386882DERRICK JOSEPH LUTTRELL
3075876TRONG HOANG LUU
2091350MARC ALAN LUXENBERG
4112328DANNY BEN LY
4617448SALIM LYAZIDI
4913026BRENDON JOHN LYDEN
5044288STEPHEN JOHN LYKKE
2308720DEBRA JANET LYLES
5923597DAPHNE LEE LYONS
2377884SCOTT KENNETH LYONS
2544687CHARLES EVERETT LYSTER
6062838Alexander Lewis
5741717Cameron Blake Lovitt
6584011Jonathan H Lowell