Individuals Barred by FINRA - R

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As of July 31, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRDIndividual Name
2214667DEAN ALLEN RABER
3100801ALEX RABINOVICH
823547JEFFREY RACHLIN
1601853ROBERT MARK RACUSEN
1301562KEVIN EDWARD RADDE
4616939ERIC RICHARD RADEZ
825664RICHARD WILLIAM RADEZ
2461173ANTHONY JOE RADICONE
5487484TONY RADOS
1045883RONALD PAUL RAFALOFF
4064280RICHARD BYRON RAFF
4148207JABARI WILFRED RAGAS
5937180SRINIVASAN RAGHAVAN
3212003JOSEPH EUGENE RAHM
5505788BOJLUR RAHMAN
1841337FIDA FRANK RAHMAN
1365986EUGENE FRANCIS RAIA
370247ANTHONY JOSEPH RAIMONDI
2555534JOHN ELLIOTT RAINES, JR
6102598SAMANTHA RAESHAWN RAINES
5037769KELLYE ALLEN RAINEY
6485971JENNIFER RAINWATER
4364749MATTHEW MARK RAIRIGH
5968494KAMIL Z RAK
3157306ALETHEA OUTING RAMEY
1519748JOSE GABRIEL RAMIREZ, JR
5657264JOSE E. RAMIREZ
5599833LEONEL RAMIREZ
5423571KARLOS RAMOS
2599771ANDRE JOHN RAMPULLA
5229380JAMIE BRIANNE RAMSEY GOODWIN
2583105ALVIN CHARLES RAMSEY
2425208GARY ALLEN RANDA
1269317JONATHAN CHARLES RANEY
1398815GARY LYNN RANFELD
2699789JOHN FRANCIS RANHOFER
6373634EBONY C RANSON
6302949LINDA A RAPP
4900969JAMES MICHAEL RAPUANO, JR
4369972CHRISTOPHER JOHN RASCIONATO
1560976DAVID WAYNE RASH
3039015MOHSIN RASHID
5945495MIKHAIL M RASNER
4681887PATRICK JOSEPH RASP
2106648TIMOTHY ANGELO RASSIAS
1084721GARY LEE RATHBUN
1757408WAYNE WENDELL RATLIFF, III
5815860CARLOS RATLIFF
1557459LARRY GENE RAU
2794180NEAL FREDERICK RAU
3102961GLEN JOSEPH RAUCH
2958251RHONDA LUKE RAUCH
1465225DOUGLAS ALAN RAUH
1587767JOHN DEENE RAUSCH
4921150UDAY M RAVAL
1904019ALLEN DOUGLAS RAY, JR
2533515DANIEL PETER RAY
4676237GREG RAY
3039388KRITTIBAS RAY
5394906SHAURJA RAY
6103871RYAN LINCOLN RAYFORD
2757002RITA NELL RAYMER
3241514DARRELL SHELDON RAYMOND
3135377HEATHER ANNE RAYMOND
1574917ROYCE JOSEPH RAYMOND
5964508DERRICK ANDREW REA
859951EDWIN EVERETT REARDON, JR
2350963MICHAEL DENNIS REARDON
2262658ANTHONY GENE RECCK
2703877THOMAS GERALD RECCK
1633228CARLOS RECONCO
2236814GARY JOSEPH REDDING
4455900MICHAEL JAMES REDMON
4116004THOMAS HEFLIN REDMOND, JR.
5350720ANGELA DIONNE REED
4780403ANTHONY ANTWON REED
3134115CHRISTOPHER ROBERT REED
2930427TIMOTHY JOHN REED
2617096TINA LYNN REED
4434608DANIEL BRIAN REESE
372836ALFRED PIERREPONT REEVES, III
2821364HENRY PAUL REGAN, JR
1187182PHILIP LEIGHTON REGANO
868184DAVID ALLEN REGIS
6222224RACHAEL N REGISTER
1002285ALLEN HUGO REICHMAN
2407747ANDREW VINCENT REID
4620232BRIAN BROCK REID
2197427JAMES FRANCIS REID
5824399JASON LEE REID
4073295YI FENG REID
4153740JOSHUA MARC REIFER
1523041GEORGE ERNEST REILLY
3259364SHAWN PATRICK REILLY
4295645DENNIS A REIMAN
5652524BARBARA E REIN
2224876CLARK ALEXANDER REINHARD
2468084WALTER RAY REINHARDT
2320935GREG ALAN REINHOLD
2193464ASTRID SYLVIA REINIS
4684384MICHAEL DAVID REIS
1275258JAMES DAVID REISINGER
4346009MATTHEW DONALD REITZ
6380738PARIS MARQUIS REMBERT
2557149PAUL EDISON RENFROE, JR
4411788DAVID ANDREW RENN
2437597CHARLES EDWIN RENNER, JR
2149318GREGG THOMAS RENNIE
2128187CHRISTOPHER MICHAEL RENO
1010844JOHN MICHAEL REPINE
4190629JENNIFER MARIE RESIL
1267872MICHAEL JULIUS RESNICK
3008679IGNACIO LEON RESTREPO, JR
1221587DANIEL GREGORY RETZKE
5114326CHAD A REVELLE
2496718ELIZABETH VIRGINIA REVELLE
4815334CLAUDIA REYES
4024452GERARDO ENRIQUE REYES
5544722THERESA I REYES
6283762ROYAL VANCE KEITH CHARLES REYNOLDS, III
5384684JUSTIN DAVID REYNOLDS
4721573MICHAEL B REYNOLDS
870159ROBERT ARNOLD REYNOLDS
1750736ROBERT RUSH REYNOLDS
2716545RYAN MARK REYNOLDS
2964890PETER RHEE
2327718JACK LEE RHOADES
3265781STEPHEN MICHAEL RHOADS, SR
4360898KRIS BRADFORD RHODEN
1692302JAMES RHODES, JR
2690462BRUCE WILLIAM RHODES
1925012DALEAN A RIALS
3024229FRANCIS ANGELO RICAFORT
3202131DAVID ALEXANDER RICCA
2793626ELIO LUCIANO RICCIARDI, JR
2429664ALICE MAY RICE
3019174BRIAN TIMOTHY RICE
4203426JERRY JASON RICE
2542344KENNETH PHELPS RICE
3245321KIMBERLY CHARISSE RICE
2255148WILLIAM ERIC RICE
2005846BRUCE ELLIOT RICH
4701566JOHN F RICHARD, JR.
4051402BLAKE BANCROFT RICHARDS
4195178STEPHEN N. RICHARDS
3177611BARTON LEE RICHARDSON
3147602CHRIS MICHAEL RICHARDSON
2926034GUY EUGENE RICHARDSON
736249JEFFREY ALLEN RICHARDSON
2467462JASON READ RICHMOND
2895009SCOTT PAUL RICHMOND
3240261STEPHEN CRAIG RICHMOND
1457028JOSEPH RICUPERO
2662867STEPHEN ELDRIDGE RIDGELY, II
833344ERIC RIEDMAN
3244234KRISTEN MARIE RIEGLE
1976394CHARLES DUKE RIEHLE
1123198TERRENCE PAUL RIELY
846279C WALTER RIES
2571508EUGENE ARTHUR RIGGIO
714478JOSEPH GERARD RILEY
4423147PETER MICHAEL RILEY
4197633ROSELYN L RILEY
2309959TERRY LEE RINGER
6040836SAMUEL RIOJAS
2609419JAMES ROBERT RIOLO
5494046BRIAN IVAN RIOS
5340021JUAN RIOS
4175638JUANITA RIOS
5322214ALEXANDER RIOSDORIA
2786045SERGIO M RIPAMONTI
6059694MICHAEL JASON RIPPER
5060850JOHN CHRISTOPHER RIQUEROS
6148229JEFFERY BRUCE RISINGER
4427835MICHELLE MARIE RISPOLE
4900826PATSY LYNNE RITCHEY
3206373WAYNE ALLEN RITENOUR, JR
2826609LOUIS ENRIGVE RIVADENEIRA
2001799VICTOR MANUEL RIVERA, JR
4047245KENNETH NONE RIVERA, NONE
5514922ALEC J RIVERA
1656738ALEXIS JOSE RIVERA
5079860CARLOS DANIEL RIVERA
4916520GUADALUPE RIVERA
6107604MOISES DAVID RIVERA-CASTILLO
2807003GERMAN FRANCISCO RIVERO-ZERPA
5149961MORISSA F RIVO
4216139MARK ANTHONY RIZZI
4482798RENNIE M ROACH
4746894ANTHONY DEAN ROBBINS
1347434LAWRENCE RANDOLPH ROBERSON
4285524AIMEE LYNN ROBERTS
1139510JEFFREY DIRK ROBERTS
5350230JON TADD ROBERTS
4174065TONYA ANDREA ROBERTS
1745199WILBERT KNEELAND ROBERTS
4021430TONI LEYNETT ROBERTSON
5514480RANDALL EDGAR ROBINSON, II
1579422JAMES JAY ROBINSON, JR
5925998ASHLEY LYNN ROBINSON
5335918DUANE MATTHEW ROBINSON
4422379JUSTIN ROBERT ROBINSON
2110219KENNETH M ROBINSON
1886846KENNETH WAYNE ROBINSON
4953417LOYDE K ROBINSON
2925057PAUL I ROBINSON
4390612WILLEIDEAN ROBINSON
2609403BRIAN SCOTT ROBISON
4663951JAMES WHITFIELD ROBISON
2214766RODNEY JOSEPH ROBITO
5209424CRISTIE LYNN ROBLES
2456030JAMES EVERETT ROBSON, JR
4078255DRUMOND RICARDO ROBY
1266236BRUCE ROCASALVO
1347619JOHN JOSEPH ROCCO, JR
2005652WARREN MARC ROCKMACHER
2201493JONATHAN JAY ROCKWOOD
4873522DANIEL LEE RODGER
2694136KENNETH HAROLD RODGERS
4807493KIMBERLY BARKER RODGERS
501208RICHARD PAUL RODGERS
1079010ANTHONY MICHAEL RODMAN
4299928ADAM R RODRIGUEZ
5648703ALFRED RODRIGUEZ
4278690ALFRED V RODRIGUEZ
4451732CESAR OMAR RODRIGUEZ
2933870CLAUS HELARD RODRIGUEZ
2784002FRANCISCO RODRIGUEZ
2834408ILEANA RODRIGUEZ
2575785JESSE ANTHONY RODRIGUEZ
4695465JOHN RODRIGUEZ
2681737KARL HENRY RODRIGUEZ
5457876KEVIN RODRIGUEZ
2274727MARIO RODRIGUEZ
5633905NAHUEL S RODRIGUEZ
4859811OMAR RODRIGUEZ
1947350PATRICIA RODRIGUEZ
2383183ROBERT RODRIGUEZ
5531462ROBERTO ETIEL RODRIGUEZ
6237290ROBINSON RODRIGUEZ
5856661ROSA JULIA RODRIGUEZ
5771982WILLIAM EDWARD ROE
2126129MARYANN GEHRINGER ROEGLIN
2455080KARL EDMUND ROESLER, JR
1051594JOSEPH SYLVESTER ROGALA
4637131VICTOR RENE ROGERS, II
4938028ANTOINE ROGERS, III
4804364AMIE THERESA ROGERS
4219250JASON ANTHONY ROGERS
4523445KEITH ADAM ROGERS
4987615KEITH MICHAEL ROGERS
4301120MICHAEL CHRISTIAN ROGERS
708558MICHAEL JAMES ROGERS
2491408THOMAS ROCKLAND ROGINSON
858539THOMAS MICHAEL ROHRER
4799671ANDRES ENRIQUE ROJAS
5558557NIELS F ROJAS
5392308MICHAEL J ROLAND
3233185MARIA D ROLDAN
5775202WILLIAM ROLDAN
2847856PAUL WILLIAM ROLES
5508431JOHN ROM
4703018ANDRE RYAN ROMAN
4846101JAMES M ROMAN
2590681CHRISTOPHER GEORGE ROMANI
2357611MICHAEL NICHOLAS ROMANO
3097147JOHN CHRISTOPHER ROMANOFF
2082803TODD MICHAEL ROME
5957692MICHAEL OKECHI ROMEO
2311741ERNEST JULIUS ROMER, III
5253966DANIEL ROMERO
5382285JAMAL ROMERO
1904325DAVID MICHAEL RONDEAU
4952541AARON TALAMAYAN RONQUILLO
2187994MICHAEL ANTOINE ROOMS
1857754JAMES EDWARD ROONEY, JR
2511607JOHN RYAN ROONEY
2357525PATRICK WALLACE ROONEY
3116405BERNARDITA CORTEZ ROQUE
1106083PIERRE SAMUEL ROSA
5159207MIGUEL A ROSAS
1085831LINDA MARY ROSATO
1424164MANUEL ROSE, III
4564497NOEL ANDREW ROSE
4466642RAHMAN ROSE
404216JEROME EDWARD ROSEN
1643922RICHARD LEWIS ROSEN
3004374THOMAS MARTIN ROSEN
2165342DAVID MICHAEL ROSENBERG
1330416OWEN BRIAN ROSENBLUM
2252495ALLAN BRUCE ROSENTHAL
4570408DAVID PETER ROSKOPF
2796527RONALD SHERMAN ROSS, JR
3130376HUGH ALEXANDER ROSS, SR
2427058SCOTT ROSS
2399201SCOTT HOWARD ROSS
2488445WILLIAM MAURICE ROSS
2549502VINCENT PAUL ROSSETTI, JR
2614030FRANK ROCCO ROSSI
2001232PHILIP DONATO ROSSI
2333282THOMAS MICHAEL ROSSI
2749209DENISE MARIE ROTH
1418538DENNIS ROY ROTH
2528055CRAIG ADAM ROTHFELD
405741THEODORE GERALD ROTHMAN
1187031ANDREW CALVIN ROTHSTEIN
1155938KENNETH ROBERT ROTT
2246466DONALD EDWARD ROUGHAN
1192329GLEN LEE ROUNDY
5119964KALINA R ROUSSEVA
1341098JAMES JOSEPH ROVEZZI
2310978KYLE BROWNING ROWE
2449043CHRISTOPHER WILLIAM ROWLAND
4526235SHANNON MARIE ROWLAND
1662012KENNETH ROBERT ROWLETT
2457098ROBERT ALAN ROXAS
5339904ENRIQUE ROY
4118410MARIE DARLENE ROY
5366210MICHAEL ROZENBAUM
2027455DAVID MICHAEL ROZZANO
4961291LORRAINE MIGLIONSI RUBEL
2919082JEFFREY BRETT RUBIN
2847543KENNETH SCOTT RUBIN
4181045STEVEN H RUBIN
5327284NICHOLAS MICHAEL RUBINO
1854133JOSE SALVADOR RUBIO
2976182ANDREW MARK RUBY
3103556GARY PHILIP RUCHWARGER
2495886BARTON SASSON RUCKER
2683330SONJA RUDD
1323511ROBERT CRAIG RUDDER
3011030DOMENIC CARLO RUGGIERO
2119642TIMOTHY BURKE RUGGIERO
1313251JAMES WALTER RULISON
3067639MEAGHAN MARY RUMSEY
3271663DAVID RUOZZI
1454967CRAIG CLIFFORD RUSCHMEYER
4993986DALE CHRISTIAN RUSSELL, SR
1464018RICHARD DAVID RUSSELL, SR
1993366ALONZO RUSSELL
1185202PHILIP WAYNE RUSSELL
2352819REDONDA LAWRENCE RUSSELL
4081056SHAWN ELLIOT RUSSELL
2802013ANTHONY GERARD RUSSO
2795358THOMAS ANTHONY RUSSO
3256546DAVID KEITH RUST
2187594BARBARA B RUSTICI
5093489COLBY YOUNGER RUTH
4800205KIMBERLY SUE RUTHERFORD
1496393DAVID LLOYD RUTKOSKE
1898966CHRIS HUGH RUTLAND
2516469GLYNN DAVIS RYAN, JR
1109643JOHN JOSEPH RYAN
408305SCOTT WILLIAM RYAN
1245453TIMOTHY JOHN RYAN
2571686CHRISTINE MARY RYERSON
5652847DANIL RYMAR
5143728John Emmett Regan