Individuals Barred by FINRA - X
As of September 30, 2018
Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.
|5855433||NAN BENSON XIE|
|2370245||YOUWEI PAUL XU|