Individuals Barred by FINRA - X

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As of July 31, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRDIndividual Name
2495422ANGELO XAGORARIS
5547581SIMON XI
5855433NAN BENSON XIE
2370245YOUWEI PAUL XU