Information Notice - 1/20/15
New Rate for Fees Paid Under Section 31 of the Exchange Act
Effective Date: February 14, 2015
Executive Summary Effective February 14, 2015, the Section 31 fee rate applicable to specified securities transactions on the exchanges and in the over-the-counter markets will decrease from its current rate of $22.10 per million dollars in transactions to a new rate of $18.40 per million dollars in transactions. Finance-related questions should be directed to Robert Huml, Accounting Manager, Finance, at (240) 386-5388. Legal and interpretive questions should be directed to Brant Brown, Associate General Counsel, Office of General Counsel, at (202) 728-6927.