Information Notice – 4/29/19
Imposter Websites Impacting Member Firms
Several member firms have recently notified FINRA that they have been victims of imposter websites—which are sites designed to mimic a firm’s actual website with the end goal of committing financial fraud. This Notice outlines steps firms can take to monitor for imposter websites and what to do if an imposter website is found.
Questions concerning this Notice should be directed to:
- David Kelley, Surveillance Director, at (816) 802-4729