Information Notice – 5/16/16

Elimination of Continuing Education Delivery at Testing Centers

Effective: July 1, 2016

Executive Summary

As announced in Regulatory Notice 15-28, as part of the transition to CE Online, FINRA is phasing out test center delivery of the Regulatory Element of Continuing Education (CE). This change will become effective on July 1, 2016. As of that date, the option to complete the Regulatory Element at a Pearson VUE or a Prometric testing center will no longer be available, and participants with an open Regulatory Element window must complete their session using the FINRA CE Online System® with the exception of participants who, pursuant to the Americans with Disabilities Act (ADA), may need accommodations in completing their CE session due to a disability.

Questions about this Notice may be directed to FINRA’s Gateway Call Center at (301) 590-6500.