Information Notice – 6/9/17

New Rate for Fees Paid Under Section 31 of the Exchange Act

Effective Date: July 4, 2017

Summary

Effective July 4, 2017, the Section 31 fee rate applicable to specified securities transactions on the exchanges and in the over-the-counter markets will increase from its current rate of $21.80 per million dollars in transactions to a new rate of $23.10 per million dollars in transactions.

  • Finance-related questions should be directed to Amanda Rath, Manager, Finance, at (240) 386-6637.
  • Legal and interpretive questions should be directed to Brant Brown, Associate General Counsel, Office of General Counsel, at (202) 728-6927.