Information Notice – 9/24/18

Presentation Changes and New Functionality in the Central Registration Depository (CRD) System

The Notice was updated on September 28, 2018.

Summary

FINRA is introducing enhancements and presentation changes in the Central Registration Depository (CRD®) system that relate to the implementation of FINRA’s restructured qualification examination program and the adoption of consolidated FINRA registration rules. These changes, effective October 1, 2018, principally affect the Examination Requests and SRO Registrations sections.

Questions regarding this Notice should be directed to:

  • Mario DiTrapani, Vice President, CRD/Public Disclosure, at (240) 386-4796 or by email; or
  • John Kalohn, Vice President, Registration and Disclosure, at (240) 386-5800 or by email.