Information Notice – 10/17/17

Extension of Current Rate for Fees Paid Under Section 31 of the Exchange Act

Summary

The SEC is operating under a short-term continuing resolution beginning on October 1, 2017. As such, the Section 31 rate applicable to specified securities transactions on the exchanges and in the over-the-counter market will remain at the current rate of $23.10 per million dollars until 60 days after the enactment of a regular appropriation for the SEC.

  • Finance-related questions should be directed to Amanda Rath, Manager, Finance, at (240) 386-6637.
  • Legal and interpretive questions should be directed to Brant Brown, Associate General Counsel, Office of General Counsel, at (202) 728-6927.