Information Notice - 12/21/17

2018 Holiday Trade Date, Settlement Date and Margin Extensions Schedule

Summary

FINRA is providing the following schedule to assist firms and reduce the number of requests for Federal Reserve Board Regulation T, SEA Rule 15c3-3 and FINRA Rule 4210 extensions of time that may be denied around holidays due to incorrect due dates specified when such requests are made. Requests of extensions of time on the business days prior to and after a holiday when the exchanges are closed will be subject to the schedule noted below.

Questions regarding this Notice may be directed to Theresa Reynolds, Senior Credit Regulation Coordinator, ROOR, at (646) 315-8567.