Notice to Members 00-30
SEC Approves New Systems and Rules Governing Delivery, Negotiation, and Execution of Orders for Nasdaq National Market Securities
On January 14, 2000, the Securities and Exchange Commission (SEC) approved rule changes that establish a new platform for the trading of Nasdaq National Market® (NNM) securities and amend the rules governing SelectNet®. This Notice to Members is being issued to alert members to the implementation of these changes.
Questions regarding this Notice may be directed to the following:
- For legal issues: the Nasdaq Office of General Counsel, at (202) 728-8294
- For technical issues: Peter Martyn or Paul Niche, Nasdaq Product Development, at (212) 858-4322
- For trading issues: Dan Franks, Nasdaq Market Operations, at (203) 385-6250
- For market regulation questions: Market Regulation Legal Department, at (301) 590-6410