Regulatory Notice 10-55
FINRA Establishes a New Effective Date for Reporting Asset-Backed Securities to TRACE and Related Rule Changes
Effective Date: May 16, 2011
FINRA is establishing a new effective date of May 16, 2011, for reporting Asset-Backed Securities to TRACE.
Questions regarding this Notice should be directed to:
- Patrick Geraghty, Director, Market Regulation, at (240) 386-4973;
- Elliot R. Levine, Associate Vice President and Counsel, Transparency Services, at (202) 728-8405; or
- Sharon Zackula, Associate Vice President and Associate General Counsel, Office of General Counsel, at (202) 728-8985.