Regulatory Notice 15-34

SEC Approves Rule Governing Sales of Securities on Military Installations to Members of the U.S. Armed Forces or Their Dependents

Effective Date: March 30, 2016

Executive Summary

The SEC approved the adoption of FINRA Rule 2272 (Sales and Offers of Sales of Securities on Military Installations) to govern sales and offers of sales of securities by firms on the premises of any military installation to members of the U.S. Armed Forces or their dependents. The rule becomes effective March 30, 2016.

The rule text is available in Attachment A.

Questions regarding this Notice should be directed to Jeanette Wingler, Assistant General Counsel, Office of the General Counsel, at (202) 728-8013.