Regulatory Notice 16-34

FINRA Requests Comment on a Proposal Relating to Its Inter-Dealer Quotation System for OTC Equity Securities

Comment Period Expires: November 29, 2016

Summary

FINRA is soliciting comment on a proposal to provide for a FINRA-sponsored inter-dealer quotation facility for all OTC equity securities. The proposed rule text is attached as Attachment A.

Questions regarding this Notice should be directed to:

  • Ola Persson, Vice President, Transparency Services, at (212) 858-4796; or
  • Racquel Russell, Associate General Counsel, Office of General Counsel, at (202) 728-8363.
The views, expressions, findings and opinions expressed in the comments on this Web page are solely those of the author(s) and FINRA accepts no responsibility for the content of the comments: 
DateCommenterFormat - Size
11/28/2016DBOT ATS LLCPDF - 87.65 KB
11/28/2016STANYPDF - 323.75 KB
11/29/2016OTC Markets Group Inc.PDF - 165.72 KB