Regulatory Notice 16-43

SEC Approves Rule Amendment to Create a New Academic Corporate Bond TRACE Data Product

Effective date: February 27, 2017

Executive Summary

Effective February 27, 2017, FINRA will make available for a fee the Academic Corporate Bond TRACE Data product—an enhanced historical TRACE data product available solely to institutions of higher education. The rule text is available in the online FINRA Manual.

Questions regarding this Notice should be directed to:

  • Chris Stone, Vice President, Transparency Services, at (202) 728-8457;
  • Alié Diagne, Director, Transparency Services, at (212) 858-4092; or
  • for legal and interpretive questions, Racquel Russell, Associate General Counsel, Office of General Counsel, at (202) 728-8363.