Regulatory Notice 17-18

Guidance on Social Networking Websites and Business Communications

Summary

This Notice provides guidance regarding the application of FINRA rules governing communications with the public to digital communications, in light of emerging technologies and communications innovations.

Questions concerning this Notice may be directed to:

  • Joseph E. Price, Senior Vice President, Advertising Regulation/Corporate Financing, at (240) 386-4623;
  • Thomas A. Pappas, Vice President, Advertising Regulation, at (240) 386-4553; or
  • Amy C. Sochard, Senior Director, Advertising Regulation, at (240) 386-4508.