Regulatory Notice 17-36

SEC Approves Rule Amendment to Create a New TRACE Security Activity Report and End-of-Day TRACE Transaction File

Effective Date: February 1, 2018

Summary

A new End-of-Day TRACE Transaction File and TRACE Security Activity Report will be made available to subscribers, each for a fee, beginning on February 1, 2018. The rule text is available in the online FINRA Manual.

Questions regarding this Notice should be directed to:

  • Chris Stone, Vice President, Transparency Services (TS), at (202) 728-8457;
  • Alié Diagne, Director, TS, at (212) 858-4092; or
  • for legal and interpretive questions, Cara Rosen, Counsel, Office of General Counsel, at (202) 728-8852.

For inquiries regarding how to access TRACE Data products, please contact TRACE Data Services at (888) 507-3665.