Notice to Members 98-35
SEC Approves Changes to Continuing Education Rules
On March 3, 1998, the Securities and Exchange Commission (SEC) approved changes to the Continuing Education rules of the National Association of Securities Dealers, Inc. (NASD®) and other self-regulatory organizations (SROs) (see SEC Release No. 34-39712; File No. SR-NASD-98-03; and 63 FR 11939, March 11,1998). The approved rule change as it appears in the Federal Register is attached to this Notice.
|Date||Title||Format - Size|
|9/1/2015||Notice to Members 98-035 - 98-35 Attachment||PDF - 31.15 KB|