ORF Hybrid Securities to Move to TRACE
FINRA reminds firms that on Monday, June 16, 2014, specific “covered hybrid securities” will move from the OTC Reporting Facility (ORF) to the Trade Reporting and Compliance Engine (TRACE). Please see Regulatory Notice 14-23 for specific details and a list of the specific covered hybrid securities that will be moved from ORF to TRACE.
On Monday, June 16, 2014, these securities will be reflected on both facilities’ daily list, as deletions from ORF and as additions to TRACE.
Questions regarding this announcement should be directed to FINRA Market Operations at (866) 776-0800.