ORF Migration On Demand Presentation

On June 2, 2014, the OTC Reporting Facility (ORF) is scheduled to migrate to new technology. On this free WebEx and conference call, FINRA staff:

  • discussed in detail the major changes and enhancements to ORF;
  • reviewed factors that firms will need to consider when reporting or viewing trades in OTC equity securities;
  • explained how firms may access the Daily List, Symbol Master and Trade Journal;
  • reviewed related changes to the Trade Data Dissemination Service (TDDS);
  • discussed the agreements that firms must execute and have in place prior to reporting trades to the new ORF; and
  • answered questions about the migration



  • Samantha Baker – Manager, Market Operations
  • Orlando Cortes – Director, Product Management
  • Marie Griffin – Product Manager
  • Andrew Kagan – Vice President, Participant Services
  • John Magrone – Senior Product Management Analyst
  • Paul McKenney – Director, OATS


Register Now

Complete the online registration form. A confirmation email will be sent after your registration has been processed.

Register for the On-Demand WebEx Presentation

For registration or technical questions call (800) 321-6273.