Other US Regulators

Regulatory Agencies

Securities and Exchange Commission (SEC)
U.S. Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549
(202) 942-8088

SEC - Office of Investor Education and Assistance
(800) SEC-0330
(202) 551-6551

Commodity Futures Trading Commission (CFTC)
Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581
Phone: (202) 418-5000
Fax: (202) 418-5525


Other Regulatory Organizations

Investment Industry Regulatory Organization of Canada
121 King Street West
Suite 1600
Toronto, Ontario (M5H 3T9) Canada
(416) 364-6133

Municipal Securities Rulemaking Board
1900 Duke Street
Suite 600
Alexandria, VA 22314-3412
(202) 838-1330

National Futures Association
300 South Riverside Plaza
Suite 1800
Chicago, IL 60606
(800) 676-4NFA

North American Securities Administrators Association, Inc. (NASAA)
10 G Street, N.E., Suite 710
Washington, D.C. 20002
(202) 737-0900

Financial Conduct Authority
25 The North Colonnade
London E14 5HS
+44 207 066 1000

Prudential Regulation Authority
20 Moorgate, London, EC2R 6DA
+020 3461 7000