Phone-In Workshop and WebEx Presentation: New Cross Market Equity Supervision Report Cards

Thursday, December 14, 2017
4:15 p.m. – 5:00 p.m. ET

FINRA is hosting a phone-in workshop and WebEx presentation to introduce the Cross Market Equities Supervision: Potential ATS Cross Manipulation and Cross Market Equities Supervision: Potential Auto Execution Manipulation Report Cards. These two new Report Cards are anticipated to become available on the FINRA Report Center in early January. The 45-minute presentation will take place on Thursday, December 14, 2017, at 4:15 p.m. ET. To participate, please register. Dial-in and WebEx information will be provided to registrants in advance of the presentation.


Please note: Registration is open to employees of FINRA member firms and employees of an exchange.* There are limited lines available for this call. Please register as soon as possible and plan to share a phone line with others at your firm to help us maximize participation. Registration will close at 9 p.m. ET on Monday, December 11.

* Participants from member firms must provide their firm's broker-dealer number when registering. If you are an employee of an exchange, please use the alternative link for registration, and a FINRA staff member will review the registration prior to it being confirmed.

Registration Confirmation: You will receive an email confirmation of your registration, and then will receive an email including the dial-in information shortly before the event.