Phone-In Workshop: TRACE Reporting of Transactions in U.S. Treasury Securities – Demonstration of Forms
April 6, 2017
2:00 p.m. – 3:15 p.m. ET
On July 10, 2017, FINRA member firms must begin reporting transactions in U.S. Treasury Securities to FINRA via the Trade Reporting and Compliance Engine (TRACE). To assist firms with this initiative, FINRA's Transparency Services department is hosting a series of free phone-in workshops. The second installment in this series—a phone-in workshop and Web-Ex presentation—is scheduled for Thursday, April 6. During the presentation, FINRA staff will review relevant rules and regulations, provide a demonstration of new related forms, and discuss testing and other relevant technical information.
Please note: There are limited lines available for this call. Please register as soon as possible and plan to share a phone line with others at your firm to help us maximize participation. Registration will close at 6 p.m. ET on Wednesday, April 5.