FINRA’s 2010 Examination Priorities (Part 2)

Monday, June 28, 2010

The second podcast in a two-part series on FINRA’s 2010 examination priorities, as addressed in FINRA’s annual letter to firms.

Note: It may take a moment for the podcast to start after clicking "Play" depending on the size of the podcast and the speed of your connection. Please be patient while it loads.