Regulatory Notice Subscriptions


Subscribe to FINRA’s Weekly Update for a weekly summary of regulatory issues including the latest notices for the week, FINRA and SEC requests for comments and FINRA notice effective dates and deadlines. To subscribe, access our subscription page (the FINRA Weekly Update is pre-selected) and follow the steps add your email address to our subscription service.


Subscribe to any of the following RSS feeds to receive immediate notification of new notices and requests for comment from FINRA. 

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All Regulatory Notices
Requests for Comment