Proposed Rule Change to Amend NASD Interpretative Material 2210-4

Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Interpretative Material 2210-4 ("IM-2110-4") to limit the use of FINRA's name and any other corporate name owned by FINRA and to require members and persons associated with a member that refer to their FINRA Membership on a Web site to provide a hyperlink to

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 71.22 KB
Notice of Filing and Immediate EffectivenessPDF - 57.56 KB