Proposed Rule Change to Amend NASD Rule 7001B to Adjust Percentage of Market Data Revenue Shared with FINRA/Nasdaq TRF Participants

Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 7001B (Securities Transaction Credit) to modify the percentage of New York Stock Exchange ("Tape A"), American Stock Exchange and regional exchange ("Tape B"), and Nasdaq Exchange ("Tape C") market data revenue shared with FINRA members reporting trades to the NASD/Nasdaq Trade Reporting Facility (the "NASD/Nasdaq TRF").

DateTitleFormat - SizeStatus
12/21/2007Text of Proposed Rule ChangePDF - 73.32 KB
1/24/2008Federal Register NoticePDF - 68.3 KB
2/28/2008Extension No. 1PDF - 23.33 KB
3/26/2008Extension No. 2PDF - 23.33 KB
3/27/2008Response to CommentsPDF - 108.59 KB
4/30/2008Extension No. 3PDF - 23.36 KB
5/1/2008Approval OrderPDF - 63.53 KB