Proposed Rule Change to Reflect that the FINRA/NYSE Trade Reporting Facility Does Not Support Three-Party Trade Report Functionality

Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend its rules to delete the three party trade report provisions from the NASD/NYSE TRF rules and to conform the two party trade report provisions in the NASD/NYSE TRF rules to the rules relating to FINRA’s other Trade Reporting Facilities (“TRFs”).

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 86.74 KB
Notice of Filing and Immediate EffectivenessPDF - 69.59 KB