Proposed Rule Change to Amend Rule 2220 to Update the Standards for Options Communications

Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend NASD Rule 2220 (Options Communications with the Public) to better address current needs for regulating options communications practices and promote consistency across the options communications rules of other self-regulatory organizations ("SROs").

DateTitleFormat - SizeStatus
4/4/2008Text of Proposed Rule ChangePDF - 154.17 KB
5/2/2008Federal Register NoticePDF - 90.24 KB
5/29/2008Extension No. 1PDF - 23.44 KB
7/29/2008Extension No. 2PDF - 23.46 KB
8/29/2008Extension No. 3PDF - 23.46 KB
9/16/2008Amendment No. 1 and Response to CommentsPDF - 110.62 KB
10/10/2008Approval OrderPDF - 71.92 KB