Proposed Rule Change to Amend the Discovery Guide to Update the Document Production Lists

The Financial Industry Regulatory Authority ("FINRA") (f/k/a the National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend the Discovery Guide to update the Document Production Lists.

This rule filing has been withdrawn.

TitleFormat - SizeStatus
Withdrawal of Rule FilingPDF - 26.29 KB