SR-FINRA-2008-053

Proposed Rule Change to Amend Section 4(c) of Schedule A to the FINRA By-Laws to Increase Certain Qualification Examination Fees

Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 4(c) of Schedule A to the FINRA By-Laws (“Schedule A”) to increase certain qualification examination fees.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 69.36 KB
Federal Register NoticePDF - 56.36 KB
Response to CommentsPDF - 90.69 KB
Extension No. 1PDF - 23.38 KB
Approval OrderPDF - 55.02 KB