SR-FINRA-2008-053

Proposed Rule Change to Amend Section 4(c) of Schedule A to the FINRA By-Laws to Increase Certain Qualification Examination Fees

Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 4(c) of Schedule A to the FINRA By-Laws (“Schedule A”) to increase certain qualification examination fees.

DateTitleFormat - SizeStatus
10/15/2008Text of Proposed Rule ChangePDF - 69.36 KB
10/29/2008Federal Register NoticePDF - 56.36 KB
11/26/2008Response to CommentsPDF - 90.69 KB
12/1/2008Extension No. 1PDF - 23.38 KB
11/24/2009Approval OrderPDF - 55.02 KB