Proposed Rule Change to Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules
Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to update rule cross-references and make other various non-substantive technical changes to FINRA rules that have been adopted in the consolidated FINRA rulebook but not yet implemented.
|Title||Format - Size||Status|
|Text of Proposed Rule Change||PDF - 143.12 KB|
|Notice of Filing and Immediate Effectiveness||PDF - 61.83 KB|
|Correction to Notice of Filing and Immediate Effectiveness||PDF - 49.44 KB|