Proposed Rule Change to Extend the Pilot Regarding the Use of Multiple MPIDs on the Trade Reporting Facilities and the Alternative Display Facility

Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend through January 29, 2010, the current rules regarding the use of multiple Market Participant Symbols (“MPIDs”) in FINRA Rules 6160 (with respect to Trade Reporting Facilities (“TRFs”)) and 6170 (with respect to the Alternative Display Facility (“ADF”)).

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 62.08 KB
Notice of Filing and Immediate EffectivenessPDF - 57.75 KB