Proposed Rule Change to Amend Incorporated NYSE Rules 12 and 282 and Delete Incorporated NYSE Rule 177 to Conform with Amendments by the NYSE to its Versions of Rules 12, 177 and 282

Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Incorporated NYSE Rules 12 (“Business Day”) and 282 (Buy-in Procedures), and to delete Incorporated NYSE Rule 177 (Delivery Time—“Cash” Contracts) to conform to the proposed rule change by the New York Stock Exchange, LLC (“NYSE”) to its versions of Rules 12, 177 and 282.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 62.74 KB
Notice of Filing and Immediate EffectivenessPDF - 61.4 KB