Proposed Rule Change Relating to the Expansion of TRACE to Include Agency Debt Securities and Primary Market Transactions

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the FINRA Rule 6700 Series (except for Rules 6720 and 6740) and FINRA Rule 7730 to expand TRACE to include Agency debt securities and primary market transactions.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 188.04 KB
Extension No. 5PDF - 23.77 KB
Approval OrderPDF - 75.77 KB
Amendment No. 1 to Proposed Rule ChangePDF - 207.24 KB
Federal Register NoticePDF - 81.72 KB
Extension No. 1PDF - 23.5 KB
Extension No. 2PDF - 23.53 KB
Extension No. 3PDF - 23.7 KB
Extension No. 4PDF - 23.67 KB
Response to CommentsPDF - 397.18 KB
Amendment No. 2 to Proposed Rule ChangePDF - 160.54 KB