Proposed Rule Change to Amend FINRA Rule 8312 (BrokerCheck Disclosure)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) to retain and make publicly available in BrokerCheck certain information about any former associated person of a member who was the subject of a final regulatory action that is required to be reported on a uniform registration form.

This rule filing has been withdrawn.

DateTitleFormat - SizeStatus
5/27/2009Withdrawal of Rule FilingPDF - 22.35 KB