Proposed Rule Change to Amend Rule Cross-References in FINRA Rules

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to correct or update certain rule cross-references in certain FINRA rules that have been adopted in the consolidated FINRA rulebook.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 112.61 KB
Notice of Filing and Immediate EffectivenessPDF - 62.62 KB