SR-FINRA-2009-043

Proposed Rule Change Relating to the Application of Transaction-Related Charges for Trade Reporting to the OTC Reporting Facility

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7710 to clarify the application of transaction-related charges for trade reporting to the OTC Reporting Facility (“ORF”).

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 122.72 KB
Notice of Filing and Immediate EffectivenessPDF - 56.48 KB