Proposed Rule Change to Clarify the Application of Transaction-Related Charges for Trade Reporting to the OTC Reporting Facility Pursuant to FINRA Rule 7710

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to clarify the application of transaction-related charges for trade reporting to the OTC Reporting Facility ("ORF") pursuant to FINRA Rule 7710.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 56.6 KB
Federal Register NoticePDF - 59.8 KB
Extension No. 1PDF - 23.57 KB
Approval OrderPDF - 54.15 KB