SR-FINRA-2009-052

Proposed Rule Change to Adopt FINRA Rule 2264 (Margin Disclosure Statement) in the Consolidated FINRA Rulebook

Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt NASD Rule 2341 (Margin Disclosure Statement) with minor changes as FINRA Rule 2264 in the consolidated FINRA rulebook.

DateTitleFormat - SizeStatus
7/29/2009Text of Proposed Rule ChangePDF - 76.31 KB
8/11/2009Federal Register NoticePDF - 60.55 KB
9/25/2009Approval OrderPDF - 49.45 KB