Proposed Rule Change to Update Certain Cross-References Within Certain FINRA Rules

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to update certain cross-references within certain FINRA rules to reflect changes adopted in the consolidated FINRA rulebook.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 137.54 KB
Notice of Filing and Immediate EffectivenessPDF - 63.2 KB