SR-FINRA-2009-077

Proposed Rule Change to Restructure Quotation Collection and Dissemination for OTC Equity Securities

Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to restructure quotation collection and dissemination for OTC Equity Securities.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 343.07 KB
Federal Register NoticePDF - 64.72 KB
Extension No. 1PDF - 23.4 KB
Extension No. 2PDF - 23.4 KB
Extension No. 3PDF - 19.75 KB
Extension No. 4PDF - 23.68 KB
Response to CommentsPDF - 59.7 KB
Amendment No. 1 to Proposed Rule ChangePDF - 99.5 KB
Extension No. 5PDF - 23.03 KB
Extension No. 6PDF - 23.68 KB
Extension No. 7PDF - 23.73 KB
Extension No. 8PDF - 23.72 KB
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Extension No. 57PDF - 53.73 KB
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