Proposed Rule Change to Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to update cross-references within certain FINRA rules to reflect changes adopted in the consolidated FINRA rulebook and to make non-substantive technical changes to certain FINRA rules.

DateTitleFormat - SizeStatus
1/14/2010Text of Proposed Rule ChangePDF - 95.6 KB
2/4/2010Notice of Filing and Immediate EffectivenessPDF - 60.96 KB