Proposed Rule Change to Repeal Incorporated NYSE Rule 405(4) Common Sales Accounts

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts) as part of the process of developing a consolidated FINRA rulebook.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 75.43 KB
Federal Register NoticePDF - 58.81 KB
Approval OrderPDF - 51.46 KB