Proposed Rule Change to Amend Incorporated NYSE Rule 312(g)(1)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to make a technical change to the FINRA rulebook. FINRA proposes to amend Incorporated NYSE Rule 312(g)(1) so as to delete certain provisions that are rendered obsolete by the adoption of new FINRA Rule 4110 in FINRA’s consolidated rulebook.

DateTitleFormat - SizeStatus
1/20/2010Text of Proposed Rule ChangePDF - 70.87 KB
2/19/2010Notice of Filing and Immediate EffectivenessPDF - 60.38 KB